BACK TO GANA's INDEX OF DOCUMENTS
The Canberra Commission on the Elimination of Nuclear Weapons
Report (Part One)
The Nuclear Weapon Debate
The Canberra Commission is persuaded that immediate and determined efforts
need to be made to rid the world of nuclear weapons and the threat they
pose to it. The Commission acknowledges that the debate between those for
and against the elimination of nuclear weapons is not new. Both sides claim
that their positions are rational and moral. But the circumstances that
created and sustained the nuclear arms race of the Cold War have all but
disappeared, and an uncertain global strategic future lies ahead. This uniquely
favourable moment should be seized to eliminate the class of weapons which,
alone, can destroy all life on earth.
The Commission believes that to be compelling, the case for a nuclear weapon
free world must be convincingly argued from two sides of the issue: why
these weapons should be eliminated; and a rebuttal of the rationale most
commonly cited for retaining them. Simultaneously the security concerns
of the present day including, in particular, nuclear proliferation must
be addressed.
The Case for a Nuclear Weapon Free World
The case for elimination of nuclear weapons is based on three major arguments:
- The destructiveness of nuclear weapons is so great they have no military
utility against a comparably equipped opponent, other than the belief that
they deter that opponent from using nuclear weapons. Use of the weapons
against a non-nuclear weapon opponent is politically and morally indefensible.
- The indefinite deployment of the weapons carries a high risk of their
ultimate use through accident or inadvertence.
- The possession of the weapons by some states stimulates other nations
to acquire them, reducing the security of all.
The destructive power of nuclear weapons dwarfs that of any conventional
weapon or non-nuclear weapon of mass destruction. More energy can be released
in one micro-second from a single nuclear weapon than all the energy released
by conventional weapons used in all wars throughout history. The atomic
bombs detonated over Hiroshima and Nagasaki in August 1945, while by today's
standards of relatively low yield, in a matter of seconds erased both cities.
In 1945 nuclear weapons became a new part of the international context and
the world had to cope as best it could with a radically changed calculus
of national and international security.
No theoretical calculation of the damage can give a true picture of the
consequences of nuclear warfare. The explosion of a nuclear weapon causes
damage through intense thermal radiation, a blast wave and nuclear radiation
from the fireball and radioactive fallout. The effects of a major exchange
of nuclear weapons, or even a more limited exchange, would not be confined
to those states directly involved in a nuclear conflict. On the contrary,
the consequences of nuclear war would stretch beyond the immediate destruction,
and into non-belligerent states and the lives of future generations, through
fallout, widespread contamination of the environment and possible genetic
damage.
The survivors of a major nuclear war would face extraordinary difficulties,
especially in reconstruction, and the restoration of domestic and international
order. In the case of the two world wars the most powerful states were engaged
in prolonged combat, but the international system survived, though at a
terrible cost, and the resulting physical damage was repaired relatively
quickly. A major nuclear war or exchange would make this sort of recovery
immensely difficult and for some perhaps impossible.
The world has lived under the shadow of the mushroom cloud continuously
since 1945, and the cumulative psychological impact has been overwhelmingly
negative. The threat that the existence of nuclear weapons poses to the
future of the human species and the global environment remains undiminished.
It must not be ignored or forgotten by the international community.
The initial development and proliferation of nuclear weapons meant that,
for the first time in history, the fate of humankind was delivered into
the hands of a small group of leaders and decision makers. An unprecedented
responsibility was placed on those controlling the deployment, use and maintenance
of nuclear weapons. That is still the case. With the end of the Cold War,
the risk that nuclear weapons might be used deliberately by a major power
in a global war has lessened, but other dangers must also be considered.
Foremost among these are the risks that nuclear weapons can be detonated
accidentally, used as a result of strategic miscalculation during a crisis
or used in an unauthorised way by those with access to the weapons, leading
to further escalation and the retaliatory use of nuclear weapons. The complexity
of the command, control, communication and early warning systems associated
with nuclear weapons, coupled with the speed with which nuclear weapons
can be delivered, creates a broad environment for such accidental or miscalculated
use.
In the 1960s, the world looked at the prospect of dozens of nuclear weapon
states, recoiled and rejected it. The result was the Treaty on the Non-Proliferation
of Nuclear Weapons (NPT) of 1968 with its promise of a world free of these
weapons. The overall success of the NPT and other nuclear non-proliferation
regimes has been gratifying, but it has been hard won, and is by no means
guaranteed. The prospects of a renewal of horizontal proliferation have
become real.
In parallel with the risks associated with the nuclear arsenals in the five
declared nuclear weapon states, there are the dangers of undeclared nuclear
arsenals. The states concerned have neither articulated the doctrines supporting
their nuclear forces, nor is anything known of the arrangements they have
in place to ensure the non-use of these weapons. These states must be urged
strongly to adhere to the NPT or other equivalent non-proliferation obligations
as non-nuclear weapon states. Equally the acquisition of nuclear weapons
or material by terrorists or other sub-national groups is a matter of grave
concern.
During the Cold War, American and Soviet strategic nuclear forces were designed
to cope with sudden attack, not least by keeping large portions of their
forces on alert and ready to strike on the shortest notice. Although the
forces were structured to be able to ride out a first nuclear strike, they
also had 'launch-on-warning' or 'launch-under-attack' options, choices that
would have to be exercised after no more than a few minutes of deliberation.
The need for such a prompt response had grave drawbacks: information on
the scale and nature of the attack might be unclear and difficult to verify
in the minutes available. The recommended response might compound the disaster
or, worse, the early warning systems might be wrong. False alarms have occurred,
although never in the midst of a severe crisis.
The profound anxiety and uncertainties imposed on advisers and decision
makers under this scenario, faced as they would be with the imminent destruction
of their society and the loss of a significant fraction of their retaliatory
forces, invoke a powerful predisposition toward the option to 'launch-on-warning'
or 'launch-under-attack'. The acute urgency of the circumstances, and the
logic of inflicting severe retaliatory damage, posed the real likelihood
that a nuclear first strike of any significant size would trigger a massive
response, despite the availability of an array of graduated response options.
Elaborate theories of escalation control and 'intra-war bargaining' notwithstanding,
the fatal flaw of strategic nuclear deterrence is that if it fails, it will
do so with catastrophic consequences.
The continuing practice of maintaining nuclear weapons systems on high states
of alert also increases the danger of accidental detonation, if only from
the handling of nuclear weapons and their components which such postures
entail. Servicing complex systems on alert 24 hours a day, year in and year
out, requires elaborate planning and organisation. It demands tight discipline
and continuous judgements at the margin between the requirements of safety
and responsiveness. Certainly, elaborate technologies were developed to
try to preclude the accidental or unauthorised launch of a delivery vehicle
or the detonation of the warheads it carried. The success of these measures
over five decades is a credit to those who managed and maintained the weapons
systems. But accidents did occur. During the period from 1945 to 1980, about
100 accidents were reported which damaged nuclear weapons and could have
caused unintended detonation. A number of serious accidents involving United
States airborne alert forces prompted the termination of this practice,
although plans permit its reinstatement in a period of acute crisis.
The US decision in 1991 to terminate entirely the 30 year practice of maintaining
a portion of its strategic bomber force on peacetime alert further reduced
the exposure of these unsheltered forces to the likelihood of accident or
deliberate damage. However salutary these steps to reduce alert levels,
and despite the transformation of relations between the United States and
Russia, the fact remains that both of these states, and other nuclear weapon
states, maintain thousands of nuclear warheads on continuous alert. This
perpetuation of the most overly hostile and risky aspects of the Cold War
defies logic. It needlessly prolongs an atmosphere of mistrust and the potential
for accidents. It is entirely out of keeping with the urgent interest of
fully integrating Russia into the institutions and norms of a global community
moving rapidly toward democratic government and free and open markets.
The end of the bipolar confrontation has by no means removed the
danger of nuclear catastrophe. In some respects the risk of use by accident
or miscalculation has actually increased. Political upheaval or the weakening
of state authority in a nuclear weapon state could cripple existing systems
for ensuring the safe handling and control of nuclear weapons and weapons
material, increasing the odds of a calamity. The same fate could befall
other states or sub-state groups with a less developed nuclear weapon capability
or those that seek to develop such a capability in the future.
The proposition that large numbers of nuclear weapons can be retained in
perpetuity and never used ­p; accidentally or by decision ­p; defies
credibility. The fact that nuclear weapons have not been used since 1945
is a great relief but provides little comfort. The United States and the
former Soviet Union came perilously close to outright nuclear war during
the Cuban missile crisis. It is highly doubtful that a full accounting has
been made of accidents and incidents involving nuclear weapons since their
introduction over 50 years ago. And present and prospective nuclear weapon
states have yet to resolve the inherent contradiction of nuclear deterrence:
that forces should be postured to convey a credible capability of use, but
they should not at the same time provoke countervailing reactions that lead
to expanded arsenals, crisis instability and mounting consequences should
deterrence fail.
Limited Military Utility
Nuclear weapons have long been understood to be too destructive and non-discriminatory
to secure discrete objectives on the battlefield. They came increasingly
to be regarded as weapons to be employed only in extremis, and then with
the dismaying knowledge that the ensuing consequences would obviate whatever
military or political objective prompted their use. As early as the 1970s,
under the provisions of the Strategic Arms Limitation Treaties (SALT) and
subsequently according to the obligations of the Strategic Arms Reduction
Treaties (START), the United States and Russia began to constrain and reduce
the capabilities and size of their strategic forces. In addition, they began
to reduce the dangers of tactical nuclear weapons. These weapons have been
largely withdrawn from overseas deployment and removed from ships and sea-based
aircraft to stockpiles on their own territory.
Even at the height of the Cold War, the ostensible use of tactical or battlefield
nuclear weapons to prevail against a conventional attack ­p; the 'flexible
response' strategy ­p; never satisfied the conflicting concerns of NATO
allies nor was perceived as guaranteeing either a controllable nuclear exchange
or ensuring an automatic link to United States strategic nuclear forces.
Indeed, whether nuclear weapons were the decisive factor in or superfluous
to the deterring of Warsaw Pact aggression against Western Europe has been
a matter of contention for some time. What is clear, however, is that possession
of nuclear weapons has not prevented wars, in various regions, which directly
or indirectly involve the major powers. They were deemed unsuitable for
use even when those powers suffered humiliating military setbacks (as in
Korea) and, ultimately, defeat (as in Vietnam and Afghanistan).
The asserted necessity, much less the utility of nuclear weapons, of whatever
yield, to deter use of such terror-inspiring devices as chemical or biological
weapons, is also greatly overstated. Moreover, the advisability of such
use is profoundly suspect. To the first point, the nuclear weapon states
have such an overwhelming strength in military and civilian technology that
a combination of defensive measures and advanced conventional forces can
deter or powerfully retaliate against chemical or biological weapon threats.
States with less conventional capability than the nuclear weapon states
would likely find nuclear weapons highly impractical to deter attacks or
threats from their neighbours, from many standpoints. But the cost of developing
even a rudimentary capability would be extremely high and selecting an appropriate
target for retaliation would be difficult. The consequences of nuclear retaliation
are so disproportionate and uncertain as to render this option at best implausible
and at worst self-defeating. The most appropriate course for dealing with
chemical or biological weapon threats is for the world community, and most
especially the nuclear weapon states, to press ahead with chemical and biological
disarmament.
The nuclear weapon states, through negative security assurances and other
multilateral commitments, have already placed sharp limits on the utility
of their nuclear weapons in respect to the non-nuclear weapon states. Further,
these weapons have no feasible role in deterring terrorists or sub-state
groups armed with nuclear weapons or other weapons of mass destruction.
Most importantly, apart from their highly constrained military utility,
the use of any type of nuclear weapon, of any yield, would irretrievably
diminish, if not destroy, the vitally important threshold or firebreak between
nuclear and non-nuclear weapons that has been so carefully sustained by
all states since 1945. It would thereby raise the grim prospect of a world
of enmities, of states armed to the teeth with nuclear weapons and of wide
acceptance of the consequences of their employment.
Over the period of the Cold War, deterrence proved to be an open-ended,
highly risky and very expensive strategy for dealing with the reality of
nuclear weapons in a world of nation states with enduring, deep-seated animosities.
Conversely, given the origins and peculiar ideological character of the
East-West conflict, the extreme alienation of the principal antagonists,
the vast infrastructures put in place and the sense of imminent, mortal
danger on both sides, deterrence may have served to at least introduce a
critical caution in superpower relationships. Whatever the final judgement
may be with respect to this era of unprecedented threats and risks, in the
post-Cold War environment, the argument for deterrence is largely circular.
Its utility implies and indeed flows from an assumption of the continued
existence of nuclear weapons, but in a world of dramatically reduced global
tensions. The only military utility that remains for nuclear weapons is
in deterring their use by others. That utility implies the continued existence
of nuclear weapons. It would disappear if nuclear weapons were eliminated.
Reversing Nuclear Proliferation
The proliferation of nuclear weapons is amongst the most immediate security
challenges facing the international community. It is a palpable threat to
the security of both nuclear weapon states and non-nuclear weapon states.
The inherent risks attending the possession of nuclear weapons as recounted
above can only multiply should the possession of nuclear weapons expand.
There is as much cause for alarm as there is for satisfaction regarding
the record to date. Despite the impact of the international nuclear non-proliferation
regime, the disconcerting reality is that several states have made, and
some continue to make, clandestine efforts to develop nuclear arsenals.
Indeed, the world may well find itself at a crucial juncture with respect
to the future course of proliferation. Should the ranks of declared or undeclared
states grow by even one beyond the present roster of known or widely presumed
members, the risk of a new chain reaction of proliferation is substantial.
Some argue that it is precisely because of this possibility that major powers
such as the United States must retain nuclear weapons in perpetuity. Such
logic turns the singular role of the major nuclear powers in the arms control
arena on its head. The undeniable truth is that these powers collectively,
and the United States in particular, govern the pace, possibilities and
prospects for nuclear arms limitations, reductions and elimination. Should
they elect to preserve their arsenals, over time other states will acquire
nuclear capabilities. But, should they make an unequivocal and demonstrated
commitment to shrink and ultimately eliminate their nuclear arsenals, over
time they will establish a global norm for honouring this obligation.
It is false to claim that the world has traversed successfully the most
dangerous phase of the nuclear era and is now on the path to modest, passively
deployed nuclear forces that will deliver the asserted benefits of deterrence
at much reduced risk ­p; the so-called 'low-salience nuclear world'.
Such confidence is out of keeping with the unhappy reality that even if
START II is fully implemented, the United States and Russia in 2003 will
still have a large stock of tactical nuclear warheads and a combined strategic
nuclear arsenal of around 7000 operational warheads. Beyond even this enormous
residual capability, they will likely retain a substantial reserve not accountable
under the agreement. And, of course, the forces of the other three nuclear
weapon states remain outside of any reduction agreement, and thus will remain
unconstrained. Under these circumstances, there is no assurance whatever
that a low-salience nuclear world can ever be achieved or sustained, especially
as the number of actors multiplies. Nuclear forces by their mere existence
will have high salience.
The possible acquisition by terrorist groups of nuclear weapons or material
is a growing threat to the international community. It adds a disturbing
new dimension to the more well established concern about proliferation among
states. During the Cold War, the most probable targets of nuclear attack
were the nuclear weapon states themselves who targeted each others' military
installations and even cities. Today, the possible acquisition of nuclear
weapons or material, including by terrorist and sub-state groups, has become
a serious threat to the international community. Even the most powerful
country in the world, the United States, is now vulnerable to such threats.
In the absence of extremely tight controls, the development of an already
significant illegal trade in fissile material ­p; particularly from sites
in the former Soviet Union ­p; will make it easier for terrorist or sub-state
groups to obtain enough nuclear material for a nuclear device. The perpetuation
of a nuclear weapons culture and its supporting infrastructure, and the
increasing availability of relevant expertise from scientists and technicians
formerly employed in nuclear weapons establishments, will also make it feasible
for terrorist or sub-state groups to assemble a workable nuclear device
able to threaten large population groups. While this does not imply that
illicit nuclear weapons will become widely available or the weapon of choice
for terrorists, it cannot be excluded that some extreme act of terror might
in the future be carried out with a nuclear device. The most recent Harvard
study on the subject makes a telling point:
It does not require a large step to get from terrorist acts like Oklahoma
City and the World Trade Center to the first act of nuclear terrorism. Suppose
that instead of mini-vans filled with hundreds of pounds of the crude explosives
used in Oklahoma City and New York, terrorists had acquired a suitcase carrying
one hundred pounds of highly enriched uranium (HEU), roughly the size of
a grapefruit. Using a simple, well-known design to build a weapon from this
material, terrorists could have produced a nuclear blast, equivalent to
10,000 to 20,000 tons of TNT. Under normal conditions, this would devastate
a three-square-mile urban area. 1
In this context it cannot be excluded that one possible future source of
fissile material is plutonium, in vitrified form, in former underground
nuclear weapon test sites. Accordingly, these sites must be declared and
safeguarded to prevent the illicit retrieval of this material.
It is unlikely that terrorist threats involving a nuclear device or material
can be eliminated by state-to-state cooperation, even where a terrorist
group has the backing of another state. The logic of deterrence fails when
one side does not have an easily identifiable or vital asset at which the
other can aim. In addition, terrorists are likely to employ unconventional
means of delivery for their nuclear devices, making it even more difficult
for target states to predict, prevent or limit the successful use or threat
of use of these devices.
The nuclear weapon states, as part of the decision taken in 1995 at the
NPT Review and Extension Conference (NPTREC) to extend the NPT indefinitely,
reaffirmed their commitment to Article VI of the Treaty and agreed to a
specific program of action which includes the determined pursuit of systematic
and progressive efforts to reduce nuclear weapons globally, with the ultimate
goal of elimination. The NPT rests on this promise and it must be kept.
In the long run, the nuclear weapon states cannot realistically expect to
dampen proliferation pressures by retaining their own, albeit modest, passively
deployed forces. To deal effectively with proliferation therefore means
also tackling head on the problem of nuclear disarmament and the elimination
of nuclear weapons at the earliest possible time.
As to the issue of legality, the Canberra Commission notes with satisfaction
that, in response to a request from the UN General Assembly for an
advisory opinion on the legality of the threat or use of nuclear weapons,
the International Court of Justice (ICJ), in July 1996, stated unanimously
that "a threat or use of force by means of nuclear weapons that is
contrary to Article 2, paragraph 4, of the UN Charter and that fails to
meet all the requirements of Article 51, is unlawful", and that "a
threat or use of nuclear weapons should also be compatible with the requirements
of the international law applicable in armed conflict, particularly those
of the principles and rules of international humanitarian law, as well as
with specific obligations under treaties and other undertakings which expressly
deal with nuclear weapons".2
By majority vote the ICJ also stated: "It follows from above-mentioned
requirements that the threat or use of nuclear weapons will generally be
contrary to the rules of international law applicable in armed conflict
and in particular the principles and rules of humanitarian law; However,
in view of the current state of international law, and of the elements of
fact at its disposal, the Court cannot conclude definitively whether the
threat or use of nuclear weapons would be lawful or unlawful in an extreme
circumstance of self-defence, in which the very survival of a State would
be at stake." Moreover, in its advisory opinion the Court unanimously
stated that there existed "an obligation to pursue in good faith and
bring to a conclusion negotiations leading to nuclear disarmament in all
its aspects under strict and effective international control".3
It is precisely this obligation the Canberra Commission wishes to see implemented.
Security Without Nuclear Weapons
For all the reasons outlined above, the world would be a much more secure
place for everyone if there were no nuclear weapons. For forty years the
two superpowers made herculean efforts, at great cost, to integrate nuclear
weapons into their respective national security postures - bigger warheads,
smaller warheads, a greater diversity of delivery systems and launch platforms,
and all manner of innovations in deterrence doctrine and declaratory postures.
But nothing could alter the reality that each depended for its very existence
on the rationality as well as the technical and organisational competence
of its most bitter foe.
True, during the Cold War nuclear weapons may have played a role in reinforcing
awareness of the futility of war between the major powers, and in helping
establish a framework of confidence in the West in its own security vis-a-vis
the Soviet Union and the Warsaw Pact. Some still believe that 'existential
deterrence' ­p; a general caution engendered in state behaviour by the
prospect of escalation to nuclear conflict ­p; continues to have relevance
in the international system by engendering caution in state behaviour in
the face of the prospect of escalation to nuclear conflict. But the world
has moved beyond the Cold War. The risks of retaining nuclear arsenals in
perpetuity far outweigh any possible benefit imputed to deterrence. The
possession of nuclear weapons increases the possibility of a nuclear response
in a crisis, encourages others to develop nuclear arsenals and provokes
the rapid development of nuclear weapons by adversaries. The presence of
nuclear weapons in regions of chronic tension does more to increase than
alleviate the chances of misunderstanding and conflict. It increases the
risk that low intensity regional conflicts could escalate into a wider nuclear
confrontation.
Nuclear weapons are either powerless to address or in some cases simply
exacerbate the most prevalent threats to national security in today's world,
including terrorism, ethnic conflicts, state disintegration, humanitarian
disasters and economic crises. To help counter these security threats, states
are crafting new cooperative strategies, institutions and mechanisms, both
at the global and regional levels. Several states ­p; most notably Argentina,
Brazil, South Africa and Sweden ­p; have revised their earlier assessment
that a nuclear option provided a route to enhanced national security and
international influence. Meanwhile, the vast majority of states have voluntarily
rejected the nuclear weapon option while maintaining and enhancing their
national security.
Nuclear weapons to some degree influence the security outlook of a wide
range of states, not just the nuclear weapon states and other states with
a nuclear weapon capability. The elimination of nuclear weapons will contribute
to and facilitate important changes in the international security environment.
Individual states can be reassured that their security is not undermined
by the process of elimination. Practical steps to achieve a nuclear weapon
free world can be agreed and verified. In sum, the safe and verifiable elimination
of nuclear weapons would make a major contribution to prospects for a more
secure global community in the century to come.
A New Opportunity
The end of the Cold War has created a new climate for international action
to eliminate nuclear weapons, a new opportunity. It must be exploited quickly
or it will be lost. There has been no better opportunity since the beginning
of the nuclear age. Permanent arsenals and proliferating nuclear powers
will be the fate of the world if this opportunity is ignored.
Nuclear weapons have not been used for 50 years but the risk is likely to
become greater as time goes on. Nuclear weapons should not be nor should
they be seen to be a natural or inevitable feature of the human society.
If, on the other hand, nuclear weapons are accepted as a permanent feature
of the international system, then states will inevitably develop new nuclear
weapons and their associated delivery systems.
The whole global community has a direct and fundamental interest in the
elimination of nuclear weapons, and the regime which manages that process
and its outcome. The key responsibility lies with the nuclear weapon states
themselves and in particular with the United States and Russia. The invigoration
of the elimination process will depend on decisions which they alone can
make.
Rebutting the Case for Retaining Nuclear Weapons
The case for retaining nuclear weapons as instruments of national power
continues to be very influential ­p; people of great experience and authority
remain unconvinced about the wisdom of elimination. Accordingly, the following
rebuttal deals at some length with the arguments for retention.
"Nuclear Weapons Have Prevented and Will Continue to be Needed to
Prevent War Between the Major Powers"
Perhaps the most important role claimed for nuclear weapons - beyond deterring
the use of other nuclear weapons ­p; is that they discourage recourse
to war among the major powers and are thus a force for stability. The empirical
evidence appears strong. The period 1870-1945 saw two world wars and several
more brief, confined but full-scale clashes between major states such as
France and Germany in 1870, China and Japan in 1894-95, and Japan and Russia
in 1904-5. Since 1945 there has been no direct clash between the recognised
major powers (although China and the Soviet Union fought a brief border
war in 1969). Many therefore contend that, for better or worse, it has taken
the unique sobering capacity of nuclear weapons to break the entrenched
cycle of war between the world's most powerful states. This broad historical
correlation between nuclear weapons and the absence of war between the major
powers is seen as being decisively reinforced by the belief of some that
nuclear weapons played a vital part in deterring the Soviet Union from pushing
the Iron Curtain in Europe further to the West. The experience in Europe
in 1945-90 in fact lies at the heart of the view that nuclear weapons have,
on balance, played a positive role.
While it must be accepted the beliefs were deeply held that the Soviet Union
aspired to invade and occupy Western Europe, and that nuclear weapons deterred
it from doing so, the evidence for those beliefs is now unclear.
First, it is not clear that the Soviet Union, even in the company of its
Warsaw Pact allies, had the capacity to do so, nor more particularly, that
it believed its national or wider political and strategic interests
would be advanced by doing so. The Soviet Union, at that time, was
a powerful, ruthless totalitarian state and these facts were a source of
gravest concern. But, as American records from the immediate post World
War II period are declassified and, even more important, as the end of the
Cold War permits the first authoritative investigations into the assessments
and judgements made by the Soviet leadership at the relevant times, it is
clear that the view that Soviet policy rested on a systemic urge to aggression
and that its actions were driven by this rather than by a concrete calculation
of its capabilities and interests, is open to question.
Second, the idea that only the threat of suffering its own Hiroshimas and
Nagasakis deterred the Soviet Union from invading Western Europe is contrary
to the unfolding historical record. That record, rather than suggesting
that the Soviet Union was uniquely different in the way it framed its interests
and assessed its options to advance them, instead suggests that World War
II had reaffirmed for the Soviet Union, as for other powers, that major
war between them was not a rational instrument of policy and should be avoided
at almost any cost. The new danger of escalation to nuclear war merely underlined
this central point.
Whatever conclusions may eventually be drawn from the historical record,
Europe's experience of nuclear deterrence after World War II should not
be extended into a general principle. A number of relevant aspects do, however,
emerge from that experience.
It was in Europe that the strategic utility of nuclear weapons was most
thoroughly explored and their limitations most clearly displayed. The first
authoritative endeavour in the United States to accommodate nuclear weapons
in a national security strategy ­p; the policy memorandum NSC-68 of 1950
­p; recommended that the United States make the fullest use of its advantage
in atomic weaponry. In the NATO context, facing very strong Soviet conventional
forces, the decision was taken to enlist nuclear weapons as a substitute
for conventional forces. Declaratory statements stressed that, if attacked,
NATO intended to respond promptly with nuclear weapons "by means and
at places of our own choosing". This strategy, known as 'massive retaliation',
was the beginning of a determined search to extract utility from nuclear
weapons as a balance against superior conventional forces, namely deterring
major aggression against any member of the Atlantic alliance.
This policy of extended nuclear deterrence, as it came to be known, proved
to be a most demanding one. It is noteworthy that doubts about the credibility
of nuclear threats were apparent from the outset: NSC-68 also recommended
that the post-war rundown of conventional forces be reversed to create the
largest possible firebreak between conventional war and nuclear war. The
United States and its allies had as a common interest a threat to resort
to nuclear weapons that was, if not utterly credible, at least not blatantly
incredible. But the United States, for all the sincerity of its political
undertakings, had a compelling interest in not being drawn automatically
into full-scale intercontinental nuclear war as a result of any instance
of aggression against its European allies.
The European allies, seeking the strongest possible deterrent to war, spoke
publicly as though they wanted to see a direct linkage between Soviet conventional
attack and a response by US strategic nuclear forces. Privately, however,
many Europeans thought otherwise. And in the 1970s and 1980s scepticism
about the military utility of nuclear weapons began to be expressed publicly
by former service leaders and officials on both sides of the Atlantic:
- In 1978 General Johannes Steinhoff, the former Luftwaffe Chief of Staff,
wrote: "I am in favour of retaining nuclear weapons as potential tools,
but not permitting them to become battlefield weapons. I am not opposed
to the strategic employment of these weapons; however, I am firmly opposed
to their tactical use on our soil."4
- By 1982, some retired Chiefs of the British Defence Staff, including
Lord Louis Mountbatten, reportedly expressed their belief that initiating
the use of nuclear weapons, in accordance with NATO policy, would lead to
disaster. Field Marshal Lord Carver, Chief of the Defence Staff from 1973
to 1976 and a member of the Canberra Commission, wrote in the London
Sunday Times:
At the theatre or tactical level any nuclear exchange, however limited it
might be, is bound to leave NATO worse off in comparison to the Warsaw Pact,
in terms both of military and civilian casualties and destruction...The
only exception would be if the Soviet Union were to respond to NATO's use
of nuclear weapons either with a much more limited response or none at all.
To initiate use of nuclear weapons on that assumption seems to me to be
criminally irresponsible.5
- Henry Kissinger, President Nixon's National Security Adviser and Secretary
of State, speaking in Brussels in 1979, made quite clear he believed the
United States would never initiate a nuclear strike against the Soviet Union
to protect its allies, no matter what the provocation. "Our European
allies," he said, "should not keep asking us to multiply strategic
assurances that we cannot possibly mean or, if we do mean, we should not
execute because if we execute we risk the destruction of civilisation."6
- Admiral Noel Gayler, former commander in chief of US air, ground and
sea forces in the Pacific, remarked in 1981: "There is no sensible
military use of any of our nuclear forces. The only reasonable use is to
deter our opponent from using his nuclear forces."7
- Melvin Laird, President Nixon's first Secretary of Defense, was reported
in April 1982 as saying: "A worldwide zero nuclear option with adequate
verification should now be our goal....These weapons...are useless for military
purposes."8
- In 1983, Robert S. McNamara, former US Secretary of Defense, and another
member of the Canberra Commission, wrote that in the early 1960s he had
recommended, first to President Kennedy and then to President Johnson, that
they should never, under any circumstance, initiate the use of nuclear weapons.
He believed they accepted his recommendations.
- Former West German Chancellor Helmut Schmidt stated in a 1987 BBC interview:
"Flexible response is nonsense. Not out of date, but nonsense.....The
Western idea, which was created in the 1950s, that we should be willing
to use nuclear weapons first, in order to make up for our so-called conventional
deficiency, has never convinced me."9
The history of extended deterrence ­p; which included the progressive
acquisition by the Soviet Union of a comparably large and diversified nuclear
arsenal ­p; is an anguished one. For Europe the concern was sometimes
that developments in Soviet nuclear capabilities had weakened Washington's
commitment to its defence, or else that Washington might convince itself
that any conflict could be confined to Europe and for that reason be rather
more adventurous than Europeans might wish. Concern mounted in the early
1960s when the United States, confronted with a rapidly developing Soviet
nuclear force both strategic and tactical, proposed to abandon 'massive
retaliation' in favour of a more cautious and nuanced strategy ­p; 'flexible
response' ­p; which pushed the nuclear threshold up behind a new resolve
to strengthen NATO's conventional defence capabilities. Flexible response
and extended deterrence both came under challenge in the late 1970s when
the Soviet Union deployed new generations of surface-to-surface ballistic
missiles (notably the SS-20) and was thus seen to be acquiring the ability
to wage strategic nuclear war against Western Europe with a weapon that
was sub-strategic in the superpower context. Some believed that to negate
or respond to the use or threat of use of these weapons the United States
would have had to leapfrog from its tactical nuclear weapons in Europe to
its US-based strategic nuclear forces. There was thought to be a missing
rung in the ladder of escalation which was seen as further 'de-coupling'
the United States from the defence of Europe, that is, putting at risk the
direct linkage between aggression against NATO and the threat of US strategic
nuclear strikes against the Soviet Union. The British and French nuclear
forces were deemed, as always, to be essentially irrelevant to this gap
in the escalatory ladder. The solution adopted by NATO was to deploy new
American missiles capable of posing from European soil the same risk to
Soviet targets that the SS-20 posed to Western Europe, and accompany this
with an offer to negotiate mutual reductions in this class of weapon.
In all of this there was little discussion, even in broad terms, of how
the strategic weapons in the United States and the broad array of tactical
nuclear weapons in Europe would actually be used. Deterrence, after all,
requires that threats be credible to the opponent: this, in turn, requires
evidence that using nuclear weapons could produce outcomes preferable to
non-use. But it has proven impossible to conceive of 'war plans' for the
use of nuclear forces against a comparably equipped foe which did not leave
the initiator worse off as a result of the action. Discussion of this problem
was muted for two main reasons.
First, the extraordinary destructiveness even of tactical nuclear weapons
in the relatively confined spaces of northern Europe came graphically to
the fore. Occasional references deriving from exercises, based on favourable
assumptions such as the constrained use of tactical nuclear weapons against
military targets, invariably involved casualty figures which provoked public
alarm. Adding to the alarm of casualty figures in the millions was nervousness
relating to the decision to cross the nuclear threshold as a crisis unfolded,
including the prospect that authority to release nuclear weapons might be
delegated down the chain of command.
The second constraint on discussion is perhaps even more important. As the
Soviet nuclear arsenal grew and diversified ­p; broadly matching that
of the United States in terms of flexibility, survivability and destructiveness
­p; the crucial feature of flexible response, namely the presumption
of a more credible capacity to threaten to move up the escalatory ladder,
became untenable. In effect NATO was trying to build a credible deterrent
based on an incredible action.
A degree of 'existential deterrence' existed. But the prospect of the damage
which would surely have been incurred in a conventional war must have weighed
heavily in the minds of leaders on both sides. Notwithstanding doctrine
and declaratory positions, the absolute imperative for the United States
and its NATO partners was considered to be the non-use of nuclear weapons.
The foregoing is a brief account of the attempts by the West, and essentially
the United States, to exploit nuclear weapons to enhance security. This
bias is appropriate because the United States was unique in overtly tasking
its nuclear forces to do more than deter nuclear attack against itself.
The Soviet Union, of course, also took nuclear weapons very seriously and
invested heavily in them. Although there is no evidence that NATO ever entertained
the possibility of dislodging the Soviet Union from Central Europe by force,
the Soviet Union undoubtedly felt that its nuclear forces deterred, particularly
perhaps at times of popular uprisings (1953, 1956 and 1968) when it would
have appeared that NATO was under considerable pressure to intervene.
"Nuclear Weapons Protect the Credibility of Security Assurances
to Allies"
It is argued that the credibility of security assurances extended to third
parties requires the continued existence of nuclear weapons. Extended deterrence
was formulated in the first instance to address circumstances in Western
Europe, as a means of transposing United States power and negating the proximity
and ready reinforcement capability of the Soviet Union's larger conventional
forces. The gravity of the United States' political commitment to defend
its allies in Europe and also in Asia and the Pacific lay in its declared
preparedness to expose its own territory to nuclear attack. One consideration,
never formally declared but not disguised with any vigour, was to dampen
incentives in Germany and Japan to become nuclear weapon states themselves.
Extended deterrence has always encompassed tensions. On the one hand, the
United States has had to balance the credibility of its security commitments
to allies against its natural instinct to build firebreaks between those
commitments and nuclear attack against its own home territory. On the other,
allies who craved that commitment have also dreaded becoming a superpower
nuclear battleground. More importantly, the circumstances in Europe which
originally gave rise to extended deterrence no longer obtain. Partly through
the Conventional Forces in Europe Treaty (CFE), but more emphatically as
a result of the break-up of the Soviet Union and the dramatic diminution
in the military capability of its constituent parts, including Russia, the
prospect of an overwhelming conventional threat against US allies on the
periphery of the former Soviet Union has simply vanished. Nor is there any
prospect of a new threat arising comparable in magnitude to that posed by
the Soviet Union in the past now that Russian forces have been withdrawn
from Germany and the rest of Central Europe.
The Canberra Commission does not propose that any nuclear weapon state should
eliminate its nuclear forces unilaterally. Moreover, extended deterrence
assurances in the form of collective defence arrangements will remain as
part of stable security arrangements. Extended nuclear deterrence, however,
cannot be used as a justification for maintaining nuclear arsenals in perpetuity,
and the security and non-proliferation function of extended nuclear deterrence
in any case will no longer apply in a nuclear weapon free world. Allies
of the United States have lent their strong support to the NPT's stated
objective of nuclear disarmament. Their interest in collective security
arrangements based on conventional forces is sure to continue after nuclear
weapons have been eliminated.
"Nuclear Weapons Deter the Use of Other Weapons of Mass Destruction"
Weapons of mass destruction embrace chemical and biological as well as nuclear
weapons. The claim is still sometimes made that nuclear weapons are an effective
deterrent against them all and constitute the only guarantee of national
security against threats posed by such weapons.
All the nuclear weapon states have formulated negative security assurances,
statements that set out the circumstances in which they would not use nuclear
weapons. The United States declared in 1982 that it would "not use
nuclear weapons against any non-nuclear weapon state ... except in the case
of an attack on the United States, its territories or armed forces, or its
allies, by such a state allied to or associated with a nuclear weapon state
in carrying out or sustaining the attack". The clear inference that
can be drawn from this statement ­p; which, together with that of the
United Kingdom, is the most conditional negative assurance offered by a
nuclear weapon state ­p; is that a non-aligned non-nuclear weapon state
acting on its own but using biological weapons or chemical weapons against
the United States should not fear retaliation with nuclear weapons. In other
words, the US and the other nuclear weapon states signalled through these
security assurances that the only circumstances in which it would be appropriate
to use or threaten to use nuclear weapons was when nuclear weapons were
present, directly or indirectly, on the opposing side.
The United States has not failed to capitalise on the fact that it has nuclear
weapons and that a non-nuclear adversary might doubt its ordinances of self-denial.
In 1990 the United States did not discourage Iraq from the view that it
might be subject to nuclear retaliation if it used chemical weapons to protect
its occupation of Kuwait. Iraq's Foreign Minister subsequently asserted
that the nuclear capability of the coalition forces cast a shadow over the
means the regime determined it could sensibly employ to resist eviction
from Kuwait. But the United States had means other than veiled nuclear retaliation
to deter Iraq from using weapons of mass destruction ­p; for example,
the prospect of Iraq's utter devastation through massive conventional bombings
or changing the main objective of the war from liberating Kuwait to toppling
the Iraqi Government. Furthermore, the United States would have been aware
that, if Iraq had raised the stakes and used chemical weapons, the consequences
of nuclear retaliation by the United States might have been even more far
reaching than the threat it was seeking to deter.
No nuclear weapon state has been or is prepared to declare as a matter of
national policy that it would respond to the use of biological or chemical
weapons with nuclear weapons. Whatever incidental contribution they might
consider nuclear weapons to make in deterring the use of biological and
chemical weapons (and it is not difficult to find high-level statements
short of formal policy declarations seeking to establish this connection),
the nuclear weapon states have not specifically included this in rationales
for the maintenance of nuclear forces. They have evidently also taken full
account of the fact that use of nuclear weapons in response to use or threat
of use of other weapons of mass destruction would cross an important psychological
as well as military threshold, making the management of future conflicts
even more uncertain. The remarkable advances in the capabilities of conventional
armaments, both already achieved and in prospect, can be expected on the
whole to confirm this self-imposed limitation on the utility of nuclear
weapons.
An increasing number of states have in recent years come to be concerned
at the threat of chemical and biological weapons. The issue has become enmeshed
with policy responses to proposals for nuclear weapon free zones. The 1996
Treaty of Pelindaba provided an opportunity for nuclear weapon states to
reaffirm to African states the assurances they have previously given. As
argued in the case for the elimination of nuclear weapons, the solution
to these concerns lies in the strengthening and effective implementation
of and universal adherence to the Chemical Weapons Convention and the Biological
Weapons Convention, with particular emphasis on early detection of untoward
developments. The response to any violation should be a multilateral one.
"Nuclear Weapons Confer Political Status and Influence"
It is said of nuclear weapons, with some justification, that their possession
delivers important benefits in the form of status, influence and autonomy
in world affairs. All of these are strong motives for states as well as
individuals. Pressures to retain or acquire nuclear weapons for these reasons
must be taken seriously. Yet the growth in influence of several non-nuclear
weapon states tends to refute this proposition.
The example most frequently cited of the correlation between nuclear weapons
and status is the fact that the five permanent members of the United Nations
Security Council, the only members with the power of veto, are also the
nuclear weapon states. None of the five, however, secured this status because
of nuclear weapons. Not even the United States was a confirmed nuclear power
when the Charter of the United Nations was signed on 26 June 1945. And today,
it is beyond doubt that any expansion of the permanent membership of the
Security Council will not be on the basis of preserving the nexus between
such membership and the possession of nuclear weapons.
The view that nuclear weapons deliver status and influence to their owners
is due in part to the fact that nuclear weapons were in the early aftermath
of World War II the supreme embodiment of economic strength and technological
excellence. As the world slipped deeper into Cold War, and Washington and
Moscow gathered ever more of the reins of global management into their hands,
the United Kingdom, France and then China saw themselves as potential targets
of superpower arsenals. Subsequently they were attracted also to nuclear
capability as a means to secure a place at the top table. Nuclear weapons
undeniably helped sustain the significant international standing of both
the United Kingdom and France, who, importantly, both took the decision
to acquire them when nuclear weapons were still fresh and novel. Equally,
however, their alliance with and importance to the United States during
the Cold War almost certainly contributed far more to their continued prominence
in world affairs.
In retrospect, the United Kingdom and France in particular may question
whether their decision to secure a nuclear weapon capability has been worthwhile.
Very large economic costs, both direct and cumulative, are inevitably involved
and these need to be set against any possible enhanced independence in foreign
and defence policy. The direct costs of developing atomic and thermonuclear
weapons and an array of specialised delivery vehicles, providing an elaborate
security apparatus for warheads and their delivery systems, and keeping
all of these up to date are themselves formidable. Moreover the entire complex
must be operated continuously at extreme standards of excellence.
Nuclear weapons cannot exclusively be relied on for defence, especially
if potential adversaries also have them. So the cost of the nuclear forces,
including their continued modernisation, must essentially be added to conventional
means of defence. In the cases of the United Kingdom, France and China,
the need to support extensive nuclear programs has taken resources and skilled
personnel away from conventional forces. The diversion to military purposes
of a disproportionately large share of a country's research and development
capability is a significant factor in explaining differences in the rate
of economic growth that states can sustain over the medium and longer term.
In part it explains the pronounced shifts that have occurred over the post-war
period in the relative economic weight of the major states, and how Japan
and Germany, in particular, have improved their position markedly relative
to all the nuclear weapon states. The pressures to refine and update delivery
systems have eased although missiles, aircraft and ballistic missile submarines
will require expensive maintenance and replacement from time to time. On
the other hand the outlook for the medium and longer term is less optimistic.
In the absence of a commitment to eliminate nuclear weapons more countries
are likely to acquire them, prompting costly competition for at least a
qualitative edge. And even a modest increase in the membership of the nuclear
club must sharply diminish whatever benefits these weapons are felt to deliver
in terms of status.
"Nuclear Weapons Provide Effective Defence at Lower Cost"
It is sometimes argued that nuclear weapons are cost-effective and make
possible a more economical defence posture. This view was briefly entertained
in the early years of the nuclear era when the United States had a nuclear
monopoly or a huge preponderance in deliverable nuclear weapons and when
there was a temptation to discount the horror of Hiroshima and Nagasaki
and regard nuclear weapons as an important but basically evolutionary development
­p; just a bigger bomb.
While the US/NATO strategy of 'massive retaliation' was an echo of this
view, it is important to note that the United States simultaneously decided
to reverse the drastic demobilisation that occurred after World War II and
to maintain indefinitely large standing conventional forces. The Korean
War strongly reinforced this policy position. Much the same happened in
the other nuclear weapon states. It was quickly recognised that the circumstances
in which nuclear weapons could beneficially be employed were extremely narrow
if, indeed, they existed at all. Rather than nuclear weapons being regarded
as a substitute for conventional forces, the overwhelmingly dominant line
of reasoning has been to maintain the strongest practicable conventional
capabilities and thereby maximise the firebreak between conventional war,
should it break out, and nuclear war.
No accurate data exists on the recurring or cumulative cost of the nuclear
posture for any of the nuclear weapon states, though without doubt a realistic
full costing would yield staggering figures. Such a costing would embrace
the production of fissile material; the fabrication of nuclear weapons;
environmental clean-up; testing; the design, development, production and
operation of delivery systems; the command, control and communications architecture;
and the panoply of early warning systems.
All the nuclear weapon states continuously face difficult decisions on nuclear/conventional
trade-offs at the margin. But such trade-offs are governed primarily by
the need to keep total military expenditure within acceptable bounds. There
has been essentially no realistic possibility of achieving savings through
assigning to nuclear weapons missions and functions previously performed
by conventional forces. If anything, the reverse is true. Recent experience
suggests that modern conventional capabilities can reliably perform tasks
that were considered earlier to require nuclear weapons. Even here the issue
is not cost-effectiveness but the fact that such conventional capabilities
constitute a realistic deterrent. In contrast to nuclear weapons, they can
be used.
"Nuclear Weapons Deter and if Necessary Can Defeat Large Scale Conventional
Aggression by Regional Powers"
The view is held that in a prospective multipolar world with a significant
diffusion of economic, technological and military power, nuclear weapons
could prove valuable in deterring and if necessary defeating large scale
conventional aggression by regional powers, perhaps occurring in more than
one theatre at the same time. This presupposes that a nuclear weapon state
would find it morally and politically acceptable to use nuclear weapons
against a non-nuclear foe.
This contention is unrealistic. Even in the most favourable circumstances,
where there has been no prospect of retaliation, political, moral and military
inhibitions have excluded the use of nuclear weapons. Twice during the Korean
War, when US forces were in desperate straits and when North Korea and China
had no nuclear capability and the Soviet Union only a relatively small one,
the US President recoiled from the moral and political costs of resorting
to nuclear weapons. When French forces were besieged at Dien Bien Phu in
1954, serious consideration was given in the United States to providing
assistance through use of low-yield nuclear weapons. But in these and other
instances, including in the later American involvement in Vietnam, self-deterrence
proved as effective as mutual deterrence.
The nuclear weapon states have concluded that it is in their interests to
formulate negative security assurances that formally proclaim the inadmissibility
of the use or threat of use of nuclear weapons in circumstances where the
aggressor is not a nuclear weapon state and is not being actively supported
by a nuclear weapon state.
It is also plain that any attempt to unshackle nuclear weapons through contemplating
a role for them in conventional regional conflicts would be short-sighted
in the extreme. This would inevitably and significantly intensify proliferation
pressures.
"Deep-Seated Regional Disputes Will Always Frustrate Universal Agreement
on the Elimination of Nuclear Weapons"
It is sometimes contended that even if the nuclear weapon states saw net
advantage in the complete elimination of nuclear weapons, the necessary
universal commitment to this goal would be frustrated by the states involved
in the most intractable regional disputes. The two key examples given are
the disputes between Israel and the Arab states, and between India and Pakistan.
But, without question, the overt nuclearisation of these disputes would
complicate them further and make any genuine reconciliation vastly more
difficult. The states concerned would be locked into very expensive and
dangerous nuclear deterrent relationships, with the familiar incessant pressures
to increase and diversify the nuclear arsenals. The actual use of nuclear
weapons ­p; whether by design or by accident ­p; would exacerbate
these disputes beyond measure and make more likely the direct involvement
of the major powers.
It is clearly in the interests of the nuclear weapon states, and substantially
within their capacity and that of the international community, to address
the concerns of the few states who may believe that a nuclear capability
is indispensable to their security. Strengthening conflict mediation procedures
and providing additional security assurances will be in the interests of
both nuclear and non-nuclear weapon states.
The striking development, post-Cold War, of increasing global interdependence
has led most states to appreciate the potential of seeking security in cooperation
with rather than in confrontation against their neighbours. Though cautiously
in some cases, many states are now exploring the potential for dialogue,
transparency and other trust and confidence building measures with their
neighbours as a more reliable and effective means of providing for their
security than confrontation or deterrence. Furthermore, the commitment to
the goal of a nuclear weapon free world should reinforce the determination
of states to strengthen collective and cooperative means of addressing their
security concerns.
"The Elimination of Nuclear Weapons is Unverifiable: Cheating and
Breakout Will Occur"
The elimination of nuclear weapons will not be possible without the development
of adequate verification. A political judgement will be needed on whether
the levels of assurance possible from the verification regime are sufficient.
All existing arms control and disarmament agreements have required political
judgements of this nature because no verification system provides absolute
certainty. This situation has not prevented the international community
acting in the area of nuclear and other weapons of mass destruction first
with the NPT and the International Atomic Energy Agency (IAEA) safeguards
system, then the CWC and the Comprehensive Test Ban Treaty (CTBT).
The nature of nuclear weapons, the secrecy that has surrounded their development
and uncertainties about total amounts of nuclear material produced for weapons,
will make it very difficult, or in the view of some impossible, to be confident
that states which have operated large scale military nuclear programs have
made full declarations of their holdings of nuclear weapons and fissile
material. The possession by a state of a number of nuclear weapons and the
means to deliver them in an otherwise nuclear weapon free world would present
the state concerned with a powerful coercive instrument. While such a development
is considered a significant risk it is hard to envisage the nuclear weapon
states totally eliminating their arsenals. Confidence in the verification
arrangements will have to apply to the nuclear programs of the declared
nuclear weapon states and the undeclared and threshold nuclear weapon states.
Verification arrangements are also discussed in Part Two and in more detail
in Annex A.
Nuclear disarmament will be achieved in stages, and the decision point on
whether verification is adequate for complete elimination is unlikely to
be reached for some time. The potential uncertainty about whether a verification
regime can be developed to provide sufficient confidence for final elimination
should not be allowed to divert attention from the benefits of making an
early start on practical steps toward a nuclear weapon free world. Development
and implementation of the verification arrangements needed for each step
toward elimination will provide immediate benefit through reducing the dangers
posed by nuclear weapons and the threat of nuclear proliferation including
nuclear terrorism. If it were to take a long time for the verification system
to deliver the levels of confidence needed for total elimination, a world
of small residual arsenals would, in the meantime, be a safer place than
at present although the dangers of nuclear proliferation and a renewed arms
race would remain. Movement to this penultimate stage of nuclear disarmament
would establish circumstances in which states could conclude, with increasing
conviction over time, that nuclear weapons are not relevant to their security,
thereby eliminating any remaining incentive to cheat.
It should be recognised that a verification regime is composed of both its
material and technical features, which should be of the highest order attainable,
and the common political and legal commitments which support it. This creates
the climate of confidence essential to any verification regime. An inclusive
approach to verification can increase levels of assurance. In the case of
verification for a nuclear weapon free world, technical verification can
be supplemented by measures such as transparency in nuclear activity, relevant
national intelligence information passed to verification bodies, an enhanced
role for individuals in verification and application of effective export
controls.
A number of factors can be identified which will act in favour of development
of adequate verification arrangements for a nuclear weapon free world. First,
because the nuclear weapon scientific industrial complex is a tightly regulated
governmental enterprise, there is an increased probability that extensive
records of nuclear weapons and weapons fissile material production will
be available. This is not to diminish the magnitude of the task of verifying
the completeness of states' declarations of holdings of weapons and weapons
nuclear material, and records can of course be destroyed or falsified.
A second consideration is the nearly thirty years of experience accumulated
in verifying compliance with the NPT. The IAEA safeguards system offers
a proven and evolving system for delivering a high degree of assurance that
safeguarded nuclear material remains in peaceful use. Action necessary to
improve the IAEA's capacity to detect undeclared nuclear activity is being
taken and the Agency has expertise in verifying declarations of previously
unsafeguarded nuclear programs, including its work in Iraq, the DPRK (North
Korea) and South Africa after that country renounced nuclear weapons.
Third, there is the experience of the SALT, START, INF, CFE and CWC agreements
that individually and collectively demonstrate the powerful influence that
political will can exert over what is desirable and possible in terms of
verification. In the 1980s, the arms control agenda was transformed by the
negotiation, in particular, of the INF (Intermediate-range Nuclear Forces)
and the CFE agreements. Prior to these treaties, the scope of arms control
was, with the major exception of IAEA safeguards inspections, basically
limited to arrangements that could be verified by so-called 'national technical
means' ­p; that is, by the information that each side could extract without
the cooperation of the other. Once it had been determined politically that
both sides really wanted the outcomes in question, the realm of verification
expanded beyond recognition to include on-site inspections and voluntary
transparency and cooperative measures. In a similar vein the verification
regime supporting the CWC broke significant new ground in response to the
scale and complexity of the challenge, the harnessing of new technologies
for verification purposes and the forging of a partnership, worldwide, between
governments and the chemical industry. These agreements show that verification
capabilities can grow to support the objective when that objective is determined
unequivocally to be in the political and security interests of all concerned.
The temptation should be resisted to demand a perfect verification regime
and total assurance of effective collective action against any cheating
state (in effect, a world government) as the only circumstance in which
it would make sense to eliminate nuclear weapons. Inevitably, some risk
will have to be accepted if the wider benefits of a nuclear weapon free
world are to be realised. Some argue that, in a nuclear weapon free world,
any state that cheats successfully and emerges with a meaningful nuclear
force ­p; warheads and credible delivery systems ­p; would derive
tremendous advantage. This seems intuitively obvious but it should be examined.
The history of the nuclear era to date indicates that the threat of use
of nuclear force is in practice extremely difficult to translate into political
gains. This would be at least as true in the world that had succeeded in
crossing the threshold to zero nuclear weapons. Furthermore, in an era in
which the accuracy, penetrating power and destructive force of conventional
weapons are increasing rapidly and economic interdependence is growing,
the development of an illegal nuclear force would, in all probability, be
self-defeating.
It is important to be clear on what constitutes a 'meaningful nuclear force'
and on what force might be secretly acquired. Much would depend on the sort
of country that did the cheating and the scale of the geopolitical threat
that it could subsequently pose before its nuclear capability was countered
and negated. The risk of a single state emerging with a meaningful nuclear
force is perhaps greatest in the case of a nuclear power or threshold state
that succeeded in hiding away a portion of its arsenal while otherwise appearing
to participate in the elimination process. This is a clear challenge for
the accounting and verification regime. If states with a known nuclear weapon
capability fail to create high and unblemished levels of reciprocal confidence
in the course of the preparatory process, this will inevitably prejudice
the elimination process.
It is already practically impossible for a government to develop nuclear
weapons without at least arousing strong suspicions. The instruments and
procedures that would come into effect as part of the process of eliminating
nuclear weapons can be expected to increase confidence in this regard very
substantially. Any state that generated doubts about its commitment to nuclear
disarmament or had done so in the past would be subject to particularly
close scrutiny. The credibility of the new verification regime should not
rest wholly on detection of just one bomb: it should rather be based on
the ability to provide due warning that someone was preparing a meaningful
nuclear force.
Major powers with very substantial conventional forces do not require nuclear
weapons to deal with threats from small states which might acquire some
nuclear weapons capability. The advanced conventional weapons of the major
powers would be enough to discourage or retaliate against any small state
which threatens to use nuclear weapons.
In the light of these considerations, the rational requirement is to evaluate
comparative risks. In considering the desirability of moving to a nuclear
weapon free world, some compare its hazards not with yesterday's massive
nuclear forces on hair-trigger alert holding apart nervous and deeply antagonistic
states but with the prospect of relatively modest arsenals possessed only
by a few states experienced in their management. But, as already argued,
it is much more likely that the nuclear club will expand and the nuclear
arms race re-ignite. A more telling comparison is therefore the risk of
a failure of deterrence in an environment of thousands of warheads on reliable
delivery vehicles, against the risks associated with whatever nuclear force
a cheating state could assemble before it was exposed. It is beyond question
that, of those two, the former is the vastly greater risk.
Conclusion
The world community has had 50 years of experience with nuclear weapons.
In this period much of its effort, including of those members of the community
which have owned nuclear weapons, has been directed towards protecting itself
from their destructive power. Vertical proliferation ­p; the urge of
nuclear weapon states to add to and perfect their arsenals ­p; has been
a major cause of the problem of living with nuclear weapons. Horizontal
proliferation ­p; the urge of other states to acquire this perceived
means of enhancing their security ­p; has also been and remains of great
concern.
It has been argued that nuclear weapons have reinforced caution in the conduct
of relationships between the major powers. But their existence carries the
inherent risk of their use, which would inevitably have catastrophic results.
The only complete defence against such catastrophe is the elimination of
nuclear weapons and the assurance that they will never be produced again.
Inertia and complacency should not be permitted to prevent the international
community from reaching this goal.
Footnotes
1 Graham T. Allison, Owen R. Coté Jr.,
Richard A. Falkenrath and Steven E. Miller, Avoiding Nuclear Anarchy: Containing
the Threat of Loose Russian Nuclear Weapons and Fissile Material (Cambridge,
Massachusetts: MIT Press, 1996), p. 1 of the Introduction.
2 ICJ Advisory Opinion, Legality of the Threat
or Use of Nuclear Weapons,
8 July 1996, General List No. 95, p. 36
3 Ibid.
4 Hans Gunther Brauch, "The Enhanced Radiation
Warhead : A West German Perspective," Arms Control Today, (June 1978),
p.3.
5 Solly Zuckerman, Nuclear Illusions and Reality
(New York: Viking, 1982), p.70; Sunday Times (London), February 21, 1982.
6 Henry Kissinger, "NATO Defense and the
Soviet Threat," Survival,
(November-December 1979), p. 266.
7 The Congressional Record (US), 1 July, 1981.
8 The Washington Post, 12 April, 1982.
9 BBC Radio interview with Stuart Simon, 16 July,
1987.
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